PIMCO Enhanced Short Maturity Strategy Fund

Fund Info

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PIMCO Enhanced Short Maturity Strategy Fund  (NYSE:MINT)

As of 09/08/2010 $100.79 $100.74 Short Duration  Short  0.35%  0.39%  0.35% 
  Market
Price
NAV
Net Asset Value (NAV) represents an exchange-traded fund's (ETF) per-share value. The per-share value of an ETF is calculated by dividing the total value of all the securities in its portfolio, less any liabilities, by the number of ETF shares outstanding. ETF shares are valued as of the close of regular trading (normally 4:00 p.m., Eastern Time) (the �NYSE Close�) on each business day.
 Fund
Category		 Duration
Category		 Management
Fees		 Expense Ratio
(gross)		 Expense Ratio
(net of fee waiver)
Documents
Objective: Seeks maximum current income, consistent with preservation of capital and daily liquidity.

Fund Information As of 09/08/2010

Ticker MINT
CUSIP 72201R833
Inception Date 11/16/2009
Shares Outstanding 5,280,000
Total Net Assets $531,898,898
Daily Trading Volume
(in shares)		 24,549
Premium/Discount Average
(since inception)		 0.03%
Premium/Discount as
of market close		 0.05%
Number of Holdings 400

Yield Information As of 09/08/2010

SEC 30-Day Yield
The 30 Day SEC Yield is a standard yield calculation developed by the Securities and Exchange Commission (SEC) that allows for fairer comparisons among bond funds. It is based on the most recent 30-day period covered by the fund's filings with the SEC. The yield figure reflects the dividends and interest earned during the period, after the deduction of the fund's expenses.
 0.74%
Estimated Yield To Maturity
The Yield to Maturity is the rate of return anticipated on a bond if it is held until the maturity date. The calculation of YTM takes into account the current market price, par value, coupon interest rate and time to maturity. PIMCO calculates a Fund's Estimated Yield to Maturity by averaging the yield to maturity of each security held in the Fund on a market weighted basis by selecting each security's yield to maturity from PIMCO's analytics database or from Bloomberg. A Fund’s estimated yield to maturity may differ from its distribution yield or SEC yield due to a number of factors, including unsettled trades and Fund expenses.
 1.17%
Click Here to Access Annualized Performance Returns for one, five, and ten year periods (or the life of the Fund) based on NAV and closing price

Portfolio Information As of 08/31/2010

Effective Maturity
Weighted average of the maturities of the underlying bonds. The measure is computed by weighing each bond's maturity by its market value with respect to the portfolio and the likelihood of any of the bonds being called.
 0.51 years
Effective Duration
A portfolio's price sensitivity to changes in interest rates. An accurate predictor of price changes only for small, parallel shifts of the yield curve. For every 1 basis point fall (rise) in interest rates, a portfolio with duration of 1 year will rise (fall) in price by 1 bp.
 0.47
Fund Description

PIMCO Enhanced Short Maturity Strategy Fund (MINT) is an actively managed exchange-traded fund (ETF) that seeks greater income and total return potential than money market funds, and may be appropriate for non-immediate cash allocations. MINT will primarily invest in short duration investment grade debt securities. The average portfolio duration of MINT will vary based on PIMCO’s economic forecasts and active investment process decisions, and will not normally exceed one year. MINT will disclose all portfolio holdings on a daily basis, and will not use options, futures, or swaps.

Portfolio Management

Jerome Schneider
Portfolio Manager:
Jerome Schneider

Mr. Schneider is an executive vice president in the Newport Beach office and deputy head of the money market and funding desk. Prior to joining PIMCO in 2008, Mr. Schneider was a senior managing director with Bear Stearns. He specialized in credit and mortgage-related funding transactions and was instrumental in the development of one of the first “repo” financing companies. He has 14 years of investment experience and holds an undergraduate degree from the University of Pennsylvania and an MBA from the Stern School of Business at New York University.

How To Invest

This fund is available for purchase anywhere ETFs are traded. For further information and to purchase this fund, please contact your broker. You can request this fund by name (PIMCO Enhanced Short Maturity Strategy Fund) or ticker symbol (MINT).

 

Performance quoted represents past performance. Past performance is not a guarantee or a reliable indicator of future results. Current performance may be lower or higher that performance shown. Investment return and principal value will fluctuate, so that Fund shares may be worth more or less than their original cost when sold or redeemed. Performance data current to the most recent month-end is available by clicking HERE or by calling 888-400-4ETF.

Investors should consider the investment objectives, risks, charges and expenses of the funds carefully before investing. This and other information are contained in the fund’s prospectus, which may be obtained by contacting your PIMCO representative or by clicking HERE. Please read the prospectus carefully before you invest or send money.

 

Annual Fund Operating Expenses (expenses that are deducted from Fund assets)(1)
Management
Fees		 Distribution
and/or Service
(12b-1) Fees(2)		 Other
Expenses(3)		 Total Annual
Fund Operating
Expenses		 Expense
Reduction(4)		 Net Annual
Fund Operating
Expenses
0.35% None 0.04% 0.39% (0.04)% 0.35%

(1) Authorized Participants may be charged a $500 creation/redemption transaction fee and a variable charge as a percentage of the cash amount invested. See “Creations and Redemptions—Transaction Fees” for more information.
(2) The Fund has adopted a Distribution and Servicing (12b-1) Plan pursuant to which the Fund may bear a 12b-1 fee of up to 0.25%. However, no such fee is currently authorized to be paid by the Fund. See “Creations and Redemptions—Distribution and Servicing Plan” for more information.
(3) “Other Expenses” reflect estimated organizational expenses for the Fund’s first fiscal year.
(4) PIMCO has contractually agreed, through October 31, 2011, to waive its management fee, or reimburse the Fund, to the extent that organizational expenses and pro rata Trustees’ fees exceed 0.0049% (the “Expense Limit”) of the Fund’s average net assets. Under the Expense Limitation Agreement, which renews annually for a full year unless terminated by PIMCO upon at least 30 days’ notice prior to the end of the contract term, PIMCO may recoup these waivers and reimbursements in future periods, not exceeding three years, provided organizational expenses and pro rata Trustees’ fees plus such recoupment, do not exceed the Expense Limit.

In order to provide additional information regarding the intra-day value of shares of the Fund, the NYSE Arca, Inc. or a market data vendor disseminates every 15 seconds through the facilities of the Consolidated Tape Association or other widely disseminated means an updated Indicative NAV (“iNAV”) for the Fund as calculated by an information provider or market data vendor. The Fund is not involved in or responsible for any aspect of the calculation or dissemination of the iNAV and makes no representation or warranty as to the accuracy of the iNAV.

Shares of the fund are not individually redeemable and shares may only be acquired from and redeemed by the fund in Creation Units. Investors may sell or purchase individual shares in secondary market transactions that do not involve the ETF. Shares of the Funds are bought and sold at market price (not NAV). Brokerage commissions will reduce returns. Please see the prospectus for more details.

Exchange Traded Funds (“ETF”) are afforded certain exemptions from the Investment Company Act. The exemptions allow, among other things, for individual shares to trade on the secondary market. Individual shares cannot be directly purchased from or redeemed by the fund. Purchases and redemptions directly with ETFs are only accomplished through creation unit aggregations or “baskets” of shares. An investment in an ETF involves risk, including the loss of principal. Investment return, price, yield, and NAV will fluctuate with changes in market conditions. Investment policies, management fees and other information can be found in the individual ETF’s prospectus.

ETFs are subject to secondary market trading risks. Shares of the Fund will be listed for trading on an exchange, however, there can be no guarantee that an active trading market for such shares will develop or continue. There can be no guarantee that the Fund’s exchange listing or ability to trade its shares will continue or remain unchanged. Shares of the Fund may trade on an exchange at prices at, above or below their most recent NAV. The per share NAV of the Fund is calculated at the end of each business day, and fluctuates with changes in the market value of the Fund’s holdings. The trading prices of the Fund’s shares fluctuate continuously throughout the trading day based on market supply and demand, which may not correlate to NAV. The trading prices of the Fund’s shares may differ significantly from NAV during periods of market volatility, which may, among other factors, lead to the Fund’s shares trading at a premium or discount to NAV.

Investing in the bond market is subject to certain risks including the risk that fixed income securities will decline in value because of changes in interest rates; the risk that fund shares could trade at prices other than the net asset value; and the risk that the manager's investment decisions might not produce the desired results. Corporate debt securities are subject to the risk of the issuer’s inability to meet principal and interest payments on the obligation and may also be subject to price volatility due to factors such as interest rate sensitivity, market perception of the creditworthiness of the issuer and general market liquidity. Derivatives may involve certain costs and risks such as liquidity, interest rate, market, credit, management and the risk that a position could not be closed when most advantageous. Investing in derivatives could lose more than the amount invested. The credit quality of a particular security or group of securities does not ensure the stability or safety of the overall portfolio.

Buying or selling Fund shares on an exchange may require the payment of brokerage commissions. Due to the costs inherent in buying or selling Fund shares, frequent trading may detract significantly from investment returns. Investment in Fund shares may not be advisable for investors who expect to engage in frequent trading.

Premiums or discounts are the differences (expressed as a percentage) between the NAV and the Market Price of the Fund on a given day, generally at the time the NAV is calculated. A premium is the amount that the Fund is trading above the reported NAV, expressed as a percentage of the NAV. A discount is the amount that the Fund is trading below the reported NAV, expressed as a percentage of the NAV. A discount or premium could be significant. The since inception premium/discount average is calculated by averaging the daily premium/discount since the inception of the fund. The daily premium/discount is the difference between the daily market price for shares of the Fund and the Fund's net asset value. The market price is determined using the midpoint between the highest bid and the lowest offer on the listing exchange, as of the time that the Fund's NAV is calculated.

Average Volume As of 06/30/2010

in shares 63,752
in $ $6,391,008.36

Bid/Ask Spread As of 06/30/2010

in % 0.02%
in $ $0.02

Fund Tickers

NAV Per Share MINT.NV
Und. Trading Value MINT.IV
Shares Outstanding MINT.SO
Est. Cash MINT.EU
Total Cash MINT.TC

 

Investors should consider the investment objectives, risks, charges and expenses of the funds carefully before investing. This and other information are contained in the fund’s prospectus, which may be obtained by contacting your PIMCO representative or by clicking HERE. Please read the prospectus carefully before you invest or send money.


In order to provide additional information regarding the intra-day value of shares of the Fund, the NYSE Arca, Inc. or a market data vendor disseminates every 15 seconds through the facilities of the Consolidated Tape Association or other widely disseminated means an updated Indicative NAV (“iNAV”) for the Fund as calculated by an information provider or market data vendor. The Fund is not involved in or responsible for any aspect of the calculation or dissemination of the iNAV and makes no representation or warranty as to the accuracy of the iNAV.

Shares of the fund are not individually redeemable and shares may only be acquired from and redeemed by the fund in Creation Units. Investors may sell or purchase individual shares in secondary market transactions that do not involve the ETF. Shares of the Funds are bought and sold at market price (not NAV). Brokerage commissions will reduce returns. Please see the prospectus for more details.

Exchange Traded Funds (“ETF”) are afforded certain exemptions from the Investment Company Act. The exemptions allow, among other things, for individual shares to trade on the secondary market. Individual shares cannot be directly purchased from or redeemed by the fund. Purchases and redemptions directly with ETFs are only accomplished through creation unit aggregations or “baskets ” of shares. An investment in an ETF involves risk, including the loss of principal. Investment return, price, yield, and NAV will fluctuate with changes in market conditions. Investment policies, management fees and other information can be found in the individual ETF’s prospectus.

ETFs are subject to secondary market trading risks. Shares of the Fund will be listed for trading on an exchange, however, there can be no guarantee that an active trading market for such shares will develop or continue. There can be no guarantee that the Fund’s exchange listing or ability to trade its shares will continue or remain unchanged. Shares of the Fund may trade on an exchange at prices at, above or below their most recent NAV. The per share NAV of the Fund is calculated at the end of each business day, and fluctuates with changes in the market value of the Fund’s holdings. The trading prices of the Fund’s shares fluctuate continuously throughout the trading day based on market supply and demand, which may not correlate to NAV. The trading prices of the Fund’s shares may differ significantly from NAV during periods of market volatility, which may, among other factors, lead to the Fund’s shares trading at a premium or discount to NAV.

Investing in the bond market is subject to certain risks including the risk that fixed income securities will decline in value because of changes in interest rates; the risk that fund shares could trade at prices other than the net asset value; and the risk that the manager's investment decisions might not produce the desired results. Corporate debt securities are subject to the risk of the issuer’s inability to meet principal and interest payments on the obligation and may also be subject to price volatility due to factors such as interest rate sensitivity, market perception of the creditworthiness of the issuer and general market liquidity. Derivatives may involve certain costs and risks such as liquidity, interest rate, market, credit, management and the risk that a position could not be closed when most advantageous. Investing in derivatives could lose more than the amount invested. The credit quality of a particular security or group of securities does not ensure the stability or safety of the overall portfolio.

Quarter End Performance (%) As of 06/30/2010See Month End Performance ›

 CumulativeAnnualized
 YTD1MO3MO6MO1YR3YR5YR10YRSINCE
INCEPT.
NAV Total Returns (After Fees)0.680.240.280.68--------0.69
Market Price Returns0.600.290.240.60--------0.68
Index Returns0.050.010.040.05--------0.06
Performance Difference (Fund NAV vs. Index)+0.63+0.23+0.24+0.63--------+0.63
Performance Difference (Fund Market Price vs. Index)+0.55+0.28+0.20+0.55--------+0.62
Volatility------------------

Quarter End After Tax Returns (%) As of 06/30/2010See Month End Performance ›

 CumulativeAnnualized
 YTD1MO3MO6MO1YR3YR5YR10YRSINCE
INCEPT.
0.490.270.190.49--------0.55
0.390.190.160.39--------0.44
Index0.050.010.040.05--------0.06

Month End Performance (%) As of 08/31/2010See Quarter End Performance ›

 CumulativeAnnualized
 YTD1MO3MO6MO1YR3YR5YR10YRSINCE
INCEPT.
NAV Total Returns (After Fees)1.210.240.770.91--------1.22
Market Price Returns1.170.230.860.84--------1.25
Index Returns0.080.010.040.07--------0.09
Performance Difference (Fund NAV vs. Index)+1.13+0.23+0.73+0.84--------+1.13
Performance Difference (Fund Market Price vs. Index)+1.09+0.22+0.82+0.77--------+1.16
Volatility------------------

Month End After Tax Returns (%) As of 08/31/2010See Quarter End Performance ›

 CumulativeAnnualized
 YTD1MO3MO6MO1YR3YR5YR10YRSINCE
INCEPT.
1.010.200.790.72--------1.07
0.760.150.560.55--------0.81
Index0.080.010.040.07--------0.09
Pre-Liquidation
Return after taxes on distributions. Assumes fund shares have not been sold.
Post-Liquidation
Return after taxes on distributions and sale of fund shares.
Pre-Liquidation
Return after taxes on distributions. Assumes fund shares have not been sold.
Post-Liquidation
Return after taxes on distributions and sale of fund shares.

Performance quoted represents past performance. Past performance is not a guarantee or a reliable indicator of future results. Current performance may be lower or higher that performance shown. Investment return and principal value will fluctuate, so that Fund shares may be worth more or less than their original cost when sold or redeemed. Performance data current to the most recent month-end is available by clicking HERE or by calling 888-400-4ETF.

Investors should consider the investment objectives, risks, charges and expenses of the funds carefully before investing. This and other information are contained in the fund’s prospectus, which may be obtained by contacting your PIMCO representative or by clicking HERE. Please read the prospectus carefully before you invest or send money.


The performance figures presented reflect the total return performance and reflect changes in share price and reinvestment of dividend and capital gain distributions. All periods longer than one year are annualized.

In order to provide additional information regarding the intra-day value of shares of the Fund, the NYSE Arca, Inc. or a market data vendor disseminates every 15 seconds through the facilities of the Consolidated Tape Association or other widely disseminated means an updated Indicative NAV (“iNAV”) for the Fund as calculated by an information provider or market data vendor. The Fund is not involved in or responsible for any aspect of the calculation or dissemination of the iNAV and makes no representation or warranty as to the accuracy of the iNAV.

Shares of the fund are not individually redeemable and shares may only be acquired from and redeemed by the fund in Creation Units. Investors may sell or purchase individual shares in secondary market transactions that do not involve the ETF. Shares of the Funds are bought and sold at market price (not NAV). Brokerage commissions will reduce returns. Please see the prospectus for more details.

Exchange Traded Funds (“ETF”) are afforded certain exemptions from the Investment Company Act. The exemptions allow, among other things, for individual shares to trade on the secondary market. Individual shares cannot be directly purchased from or redeemed by the fund. Purchases and redemptions directly with ETFs are only accomplished through creation unit aggregations or “baskets” of shares. An investment in an ETF involves risk, including the loss of principal. Investment return, price, yield, and NAV will fluctuate with changes in market conditions. Investment policies, management fees and other information can be found in the individual ETF’s prospectus.

ETFs are subject to secondary market trading risks. Shares of the Fund will be listed for trading on an exchange, however, there can be no guarantee that an active trading market for such shares will develop or continue. There can be no guarantee that the Fund’s exchange listing or ability to trade its shares will continue or remain unchanged. Shares of the Fund may trade on an exchange at prices at, above or below their most recent NAV. The per share NAV of the Fund is calculated at the end of each business day, and fluctuates with changes in the market value of the Fund’s holdings. The trading prices of the Fund’s shares fluctuate continuously throughout the trading day based on market supply and demand, which may not correlate to NAV. The trading prices of the Fund’s shares may differ significantly from NAV during periods of market volatility, which may, among other factors, lead to the Fund’s shares trading at a premium or discount to NAV.

Investing in the bond market is subject to certain risks including the risk that fixed income securities will decline in value because of changes in interest rates; the risk that fund shares could trade at prices other than the net asset value; and the risk that the manager's investment decisions might not produce the desired results. Corporate debt securities are subject to the risk of the issuer’s inability to meet principal and interest payments on the obligation and may also be subject to price volatility due to factors such as interest rate sensitivity, market perception of the creditworthiness of the issuer and general market liquidity. Derivatives may involve certain costs and risks such as liquidity, interest rate, market, credit, management and the risk that a position could not be closed when most advantageous. Investing in derivatives could lose more than the amount invested. The credit quality of a particular security or group of securities does not ensure the stability or safety of the overall portfolio.

Buying or selling Fund shares on an exchange may require the payment of brokerage commissions. Due to the costs inherent in buying or selling Fund shares, frequent trading may detract significantly from investment returns. Investment in Fund shares may not be advisable for investors who expect to engage in frequent trading.

Citigroup 3-month Treasury Bill Index is an unmanaged index representing monthly return equivalents of yield averages of the last 3 month Treasury Bill issues. It is not possible to invest directly in an unmanaged index.

Premium/Discount analysis for As of 06/30/2010

 Closing Price
above or equal to NAV		Closing Price
below NAV
Percent DifferenceNo. of DaysPercent of Total DaysNo. of DaysPercent of Total Days
0 - 0.49%5996.7%11.6%
0.5% - 0.99%00.0%00.0%
1.0% - 1.49%11.6%00.0%
1.5% - 1.99%00.0%00.0%
2.0% - 2.49%00.0%00.0%
2.5% - 2.99%00.0%00.0%
3.0% - 3.49%00.0%00.0%
4.0% - 4.49%00.0%00.0%
4.5% - 4.99%00.0%00.0%
> 5.0%00.0%00.0%
Total6098.4%11.6%
 Closing Price
above or equal to NAV		Closing Price
below NAV
Percent DifferenceNo. of DaysPercent of Total DaysNo. of DaysPercent of Total Days
0 - 0.49%4266.7%2133.3%
0.5% - 0.99%00.0%00.0%
1.0% - 1.49%00.0%00.0%
1.5% - 1.99%00.0%00.0%
2.0% - 2.49%00.0%00.0%
2.5% - 2.99%00.0%00.0%
3.0% - 3.49%00.0%00.0%
4.0% - 4.49%00.0%00.0%
4.5% - 4.99%00.0%00.0%
> 5.0%00.0%00.0%
Total4266.7%2133.3%
 Closing Price
above or equal to NAV		Closing Price
below NAV
Percent DifferenceNo. of DaysPercent of Total DaysNo. of DaysPercent of Total Days
 Closing Price
above or equal to NAV		Closing Price
below NAV
Percent DifferenceNo. of DaysPercent of Total DaysNo. of DaysPercent of Total Days
 Closing Price
above or equal to NAV		Closing Price
below NAV
Percent DifferenceNo. of DaysPercent of Total DaysNo. of DaysPercent of Total Days
 Closing Price
above or equal to NAV		Closing Price
below NAV
Percent DifferenceNo. of DaysPercent of Total DaysNo. of DaysPercent of Total Days
 Closing Price
above or equal to NAV		Closing Price
below NAV
Percent DifferenceNo. of DaysPercent of Total DaysNo. of DaysPercent of Total Days
 Closing Price
above or equal to NAV		Closing Price
below NAV
Percent DifferenceNo. of DaysPercent of Total DaysNo. of DaysPercent of Total Days
0 - 0.49%2996.7%13.3%
0.5% - 0.99%00.0%00.0%
1.0% - 1.49%00.0%00.0%
1.5% - 1.99%00.0%00.0%
2.0% - 2.49%00.0%00.0%
2.5% - 2.99%00.0%00.0%
3.0% - 3.49%00.0%00.0%
4.0% - 4.49%00.0%00.0%
4.5% - 4.99%00.0%00.0%
> 5.0%00.0%00.0%
Total2996.7%13.3%

 

Performance quoted represents past performance. Past performance is not a guarantee or a reliable indicator of future results. Current performance may be lower or higher that performance shown. Investment return and principal value will fluctuate, so that Fund shares may be worth more or less than their original cost when sold or redeemed. Performance data current to the most recent month-end is available by clicking HERE or by calling 888-400-4ETF.

Investors should consider the investment objectives, risks, charges and expenses of the funds carefully before investing. This and other information are contained in the fund’s prospectus, which may be obtained by contacting your PIMCO representative or by clicking HERE. Please read the prospectus carefully before you invest or send money.


In order to provide additional information regarding the intra-day value of shares of the Fund, the NYSE Arca, Inc. or a market data vendor disseminates every 15 seconds through the facilities of the Consolidated Tape Association or other widely disseminated means an updated Indicative NAV (“iNAV”) for the Fund as calculated by an information provider or market data vendor. The Fund is not involved in or responsible for any aspect of the calculation or dissemination of the iNAV and makes no representation or warranty as to the accuracy of the iNAV.

Shares of the fund are not individually redeemable and shares may only be acquired from and redeemed by the fund in Creation Units. Investors may sell or purchase individual shares in secondary market transactions that do not involve the ETF. Shares of the Funds are bought and sold at market price (not NAV). Brokerage commissions will reduce returns. Please see the prospectus for more details.

Premiums or discounts are the differences (expressed as a percentage) between the NAV and the Market Price of the Fund on a given day, generally at the time the NAV is calculated. A premium is the amount that the Fund is trading above the reported NAV, expressed as a percentage of the NAV. A discount is the amount that the Fund is trading below the reported NAV, expressed as a percentage of the NAV. A discount or premium could be significant.

The since inception premium/discount average is calculated by averaging the daily premium/discount since the inception of the fund. The daily premium/discount is the difference between the daily market price for shares of the Fund and the Fund's net asset value. The market price is determined using the midpoint between the highest bid and the lowest offer on the listing exchange, as of the time that the Fund's NAV is calculated.

The NAV of the Fund’s shares is determined by dividing the total value of the Fund’s portfolio investments and other assets, less any liabilities, by the total number of shares outstanding. Fund shares are valued as of the close of regular trading (normally 4:00 p.m., Eastern time) (the “NYSE Close”) on each business day. The price used to calculate market returns (“Market Price”) of the Fund generally is determined using the midpoint between the highest bid and the lowest offer on the national securities exchange on which shares of the Fund will be primarily listed for trading, as of the time that the Fund’s NAV is calculated. The Fund’s Market Price may be at, above or below its NAV. The NAV of the Fund will fluctuate with changes in the market value of its portfolio holdings. The Market Price of the Fund will fluctuate in accordance with changes in its NAV, as well as market supply and demand.

Exchange Traded Funds (“ETF”) are afforded certain exemptions from the Investment Company Act. The exemptions allow, among other things, for individual shares to trade on the secondary market. Individual shares cannot be directly purchased from or redeemed by the fund. Purchases and redemptions directly with ETFs are only accomplished through creation unit aggregations or “baskets” of shares. An investment in an ETF involves risk, including the loss of principal. Investment return, price, yield, and NAV will fluctuate with changes in market conditions. Investment policies, management fees and other information can be found in the individual ETF’s prospectus.

ETFs are subject to secondary market trading risks. Shares of the Fund will be listed for trading on an exchange, however, there can be no guarantee that an active trading market for such shares will develop or continue. There can be no guarantee that the Fund’s exchange listing or ability to trade its shares will continue or remain unchanged. Shares of the Fund may trade on an exchange at prices at, above or below their most recent NAV. The per share NAV of the Fund is calculated at the end of each business day, and fluctuates with changes in the market value of the Fund’s holdings. The trading prices of the Fund’s shares fluctuate continuously throughout the trading day based on market supply and demand, which may not correlate to NAV. The trading prices of the Fund’s shares may differ significantly from NAV during periods of market volatility, which may, among other factors, lead to the Fund’s shares trading at a premium or discount to NAV.

Investing in the bond market is subject to certain risks including the risk that fixed income securities will decline in value because of changes in interest rates; the risk that fund shares could trade at prices other than the net asset value; and the risk that the manager's investment decisions might not produce the desired results. Corporate debt securities are subject to the risk of the issuer’s inability to meet principal and interest payments on the obligation and may also be subject to price volatility due to factors such as interest rate sensitivity, market perception of the creditworthiness of the issuer and general market liquidity. Derivatives may involve certain costs and risks such as liquidity, interest rate, market, credit, management and the risk that a position could not be closed when most advantageous. Investing in derivatives could lose more than the amount invested. The credit quality of a particular security or group of securities does not ensure the stability or safety of the overall portfolio.

Buying or selling Fund shares on an exchange may require the payment of brokerage commissions. Due to the costs inherent in buying or selling Fund shares, frequent trading may detract significantly from investment returns. Investment in Fund shares may not be advisable for investors who expect to engage in frequent trading.

Interest Rate Exposures As of 07/31/2010

Exposure Portfolio Index Definition
Effective Duration 0.7 0.3 A portfolio's price sensitivity to changes in interest rates. An accurate predictor of price changes only for small, parallel shifts of the yield curve. For every 1 basis point fall (rise) in interest rates, a portfolio with duration of 1 year will rise (fall) in price by 1 bp.
Bull Market Duration 0.6 0.3 A portfolio's effective duration after a 50 bp decline in rates. The extent to which a portfolio's duration exceeds its bull market duration is a gauge of contraction risk.
Bear Market Duration 0.7 0.3 A portfolio's effective duration after a 50 bp rise in rates. The extent to which a portfolio's bear market duration exceeds its duration is a gauge of extension risk.
Total Curve Duration 0.3 NA A portfolio's price sensitivity relative to the benchmark to changes in the slope of the yield curve, measured between the 2-30 year Government yields, holding the 10-year yield constant. For every 1 bp of steepening (flattening), a portfolio with curve duration of 1 year will rise (fall) in price by 1 bp relative to the benchmark.

Sector Exposures +As of 07/31/2010

Exposure Portfolio Index Definition
* As measured by spread duration, which represents a portfolio's price sensitivity to changes in spreads, or yield premiums, that affect the value of bonds that trade at a spread to Governments. These include mortgage-backed, corporate and emerging market bonds, as well as swaps.
Mortgage Spread Duration 0.1 0.0 The contribution of mortgages to spread duration. For every 1 bp of mortgage spread tightening (widening), a portfolio with mortgage spread duration of 1 year will rise (fall) in price by 1 bp.
Corporate Spread Duration 1.0 0.0 The contribution of corporate bonds to spread duration. For every 1 bp of corporate spread tightening (widening), a portfolio with corporate spread duration of 1 year will rise (fall) in price by 1 bp.
Emerging Markets Spread Duration 0.0 0.0 The contribution of emerging market bonds to spread duration. For every 1 bp of emerging market spread tightening (widening), a portfolio with an emerging market spread duration of 1 year will rise (fall) in price by 1 bp.

Key Rate DurationAs of 06/30/2010

Holding all other maturities constant, this measures the sensitivity of a security or the value of a portfolio to a 1% change in yield for a given maturity.
1 mo 0.0
3 mo 0.1
1 yr 0.2
2 yr 0.2
3 yr 0.2
5 yr 0.0

 

Investors should consider the investment objectives, risks, charges and expenses of the funds carefully before investing. This and other information are contained in the fund’s prospectus, which may be obtained by contacting your PIMCO representative or by clicking HERE. Please read the prospectus carefully before you invest or send money.

 

In order to provide additional information regarding the intra-day value of shares of the Fund, the NYSE Arca, Inc. or a market data vendor disseminates every 15 seconds through the facilities of the Consolidated Tape Association or other widely disseminated means an updated Indicative NAV (“iNAV”) for the Fund as calculated by an information provider or market data vendor. The Fund is not involved in or responsible for any aspect of the calculation or dissemination of the iNAV and makes no representation or warranty as to the accuracy of the iNAV.

Shares of the fund are not individually redeemable and shares may only be acquired from and redeemed by the fund in Creation Units. Investors may sell or purchase individual shares in secondary market transactions that do not involve the ETF. Shares of the Funds are bought and sold at market price (not NAV). Brokerage commissions will reduce returns. Please see the prospectus for more details.

Exchange Traded Funds (“ETF”) are afforded certain exemptions from the Investment Company Act. The exemptions allow, among other things, for individual shares to trade on the secondary market. Individual shares cannot be directly purchased from or redeemed by the fund. Purchases and redemptions directly with ETFs are only accomplished through creation unit aggregations or “baskets ” of shares. An investment in an ETF involves risk, including the loss of principal. Investment return, price, yield, and NAV will fluctuate with changes in market conditions. Investment policies, management fees and other information can be found in the individual ETF’s prospectus.

ETFs are subject to secondary market trading risks. Shares of the Fund will be listed for trading on an exchange, however, there can be no guarantee that an active trading market for such shares will develop or continue. There can be no guarantee that the Fund’s exchange listing or ability to trade its shares will continue or remain unchanged. Shares of the Fund may trade on an exchange at prices at, above or below their most recent NAV. The per share NAV of the Fund is calculated at the end of each business day, and fluctuates with changes in the market value of the Fund’s holdings. The trading prices of the Fund’s shares fluctuate continuously throughout the trading day based on market supply and demand, which may not correlate to NAV. The trading prices of the Fund’s shares may differ significantly from NAV during periods of market volatility, which may, among other factors, lead to the Fund’s shares trading at a premium or discount to NAV.

Investing in the bond market is subject to certain risks including the risk that fixed income securities will decline in value because of changes in interest rates; the risk that fund shares could trade at prices other than the net asset value; and the risk that the manager's investment decisions might not produce the desired results. Corporate debt securities are subject to the risk of the issuer’s inability to meet principal and interest payments on the obligation and may also be subject to price volatility due to factors such as interest rate sensitivity, market perception of the creditworthiness of the issuer and general market liquidity. Derivatives may involve certain costs and risks such as liquidity, interest rate, market, credit, management and the risk that a position could not be closed when most advantageous. Investing in derivatives could lose more than the amount invested.  The credit quality of a particular security or group of securities does not ensure the stability or safety of the overall portfolio.

Sector AllocationAs of 07/31/2010
 % of Market Value% of Duration
SectorFund+IndexFund+Index
Government19%100%6%100%
Mortgage5%0%3%0%
Investment Grade Credit64%0%77%0%
High Yield Credit0%0%0%0%
Non-U.S. Developed0%0%0%0%
Emerging Markets0%0%0%0%
Municipal/Other3%0%13%0%
Net Cash Equivalents9%0%1%0%
+Fund inception date was 11/16/2009

Top 10 Holdings As of 09/08/2010

Description%SectorCouponMaturity
REPO5.64%Repo0.2009/09/2010
REPO5.64%Repo0.2009/09/2010
REPO5.26%Repo0.2009/09/2010
FED HOME LN MTGE NT (3MMM) FRN 3.41%Agency Debenture0.2402/16/2012
FED HOME LN BK GLBL BD 1 (1250MM) FRN 2.82%Agency Debenture0.3202/03/2012
DEXIA CR LOCAL SA NY GOVT GTD FRN 144A 2.33%Corporate0.6903/05/2013
BARCLAYS BANK PLC GOVT GTD FRN 2.09%Corporate1.3112/05/2011
RBS GRP PLC GOVT GTD FRN 144A 1.93%Corporate0.5603/30/2012
FED HOME LN BK BD 1 (1MMM) FRN 1.88%Agency Debenture0.1708/25/2011
FNMA GLBL NT (4MMM) FRN 1.88%Agency Debenture0.2507/26/2012
Summary32.88%of holdings in the top 10


Maturity DistributionAs of 07/31/2010
YearsFund %+Index %
0-179%100%
1-318%0%
3-53%0%
5-100%0%
10-200%0%
20+0%0%
Average0.64 yr-- yr
+Fund inception date was 11/16/2009

All Holdings Download as Spreadsheet › As of 09/08/2010

%DescriptionCoupon RateMaturity DateMarket PriceMarket ValuePar ValueCurrencySectorCUSIP
0.00%STATE STREET REPO 0.01012/01/2015100.0011USD Short Term Investment Fund9840608A4
-0.37%U S CORP REV REPO -2.50009/03/2012100.00-1,943,000-1,943,000USD Reverse RepoRRCA0COU9
-0.54%U S CORP REV REPO -2.50009/03/2012100.00-2,899,000-2,899,000USD Reverse RepoRRCA0COV7
5.64%REPO 0.20009/09/2010100.0030,000,00030,000,000USD Repo--
5.26%REPO 0.20009/09/2010100.0028,000,00028,000,000USD Repo--
5.64%REPO 0.20009/09/2010100.0030,000,00030,000,000USD Repo--
0.28%BAB NJ ECON DEV AUTH FRN 1.48006/15/2013100.001,499,9701,500,000USD Municipal Bond645918YG2
0.34%ILLINOIS-TXBL 1.82301/01/2011100.011,800,1441,800,000USD Municipal Bond4521518R7
0.47%KY ASSET FND NTS- 0.84104/01/201199.962,498,9252,500,000USD Municipal Bond491189EY8
0.62%ME ST-TXB-BANS 2.00006/15/2011101.213,309,4693,270,000USD Municipal Bond56052AWP7
0.00%FHLMC GOLDCONV #C4-0489 8.50007/01/2030115.855,5234,767USD Mortgage Pass Thru31297XRJ5
0.00%FHLMC GOLDGUAR 20 YR #C9-0135 7.50004/01/2016101.01495490USD Mortgage Pass Thru31335HEG4
0.01%FHLMC GOLDGUAR 20 YR #C9-1010 7.00011/01/2026110.8955,88450,398USD Mortgage Pass Thru3128P7DP5
0.12%FHLMC GOLDGUAR 20 YR #D9-7412 7.00009/01/2027110.78660,340596,056USD Mortgage Pass Thru3128E4GV8
0.14%FHLMC GOLDGUAR 20 YR #G3-0175 7.50010/01/2017111.13768,183691,230USD Mortgage Pass Thru3128CUFQ4
1.36%FNMA PASS THRU MTG #AD8269 4.00009/01/2040103.167,212,0576,991,391USD Mortgage Pass Thru31418WFK1
0.00%GNMA II MULTPL SGL FAML #000050X 11.50012/20/2013101.48124123USD Mortgage Pass Thru36202ABT3
0.00%GNMA II MULTPL SGL FAML #000063X 11.50001/20/2014101.485151USD Mortgage Pass Thru36202AB89
0.00%GNMA II MULTPL SGL FAML #000108X 11.50004/20/2014101.49101100USD Mortgage Pass Thru36202ADM6
0.00%GNMA II MULTPL SGL FAML #000198X 12.50009/20/2014101.62114112USD Mortgage Pass Thru36202AGF8
0.00%GNMA II MULTPL SGL FAML #000239X 13.00011/20/2014102.33151147USD Mortgage Pass Thru36202AHQ3
0.00%GNMA II MULTPL SGL FAML #000256X 13.00012/20/2014116.627262USD Mortgage Pass Thru36202AH91
0.00%GNMA II MULTPL SGL FAML #000307X 13.00003/20/2015102.54338330USD Mortgage Pass Thru36202AKU0
0.00%GNMA II MULTPL SGL FAML #000405X 11.00009/20/2015112.135145USD Mortgage Pass Thru36202ANW3
0.00%GNMA II MULTPL SGL FAML #000409X 13.00009/20/2015101.69311306USD Mortgage Pass Thru36202AN29
0.00%GNMA II MULTPL SGL FAML #000440X 11.00011/20/2015111.685448USD Mortgage Pass Thru36202APZ4
0.00%GNMA II MULTPL SGL FAML #000478X 11.00001/20/2016112.53132118USD Mortgage Pass Thru36202AQ75
0.00%GNMA II MULTPL SGL FAML #000479X 11.50001/20/2016111.88694620USD Mortgage Pass Thru36202AQ83
0.00%GNMA II MULTPL SGL FAML #000495M 10.00002/20/2016110.4516,38114,831USD Mortgage Pass Thru36202ARQ2
0.00%GNMA II MULTPL SGL FAML #000515X 11.00003/20/2016112.40333296USD Mortgage Pass Thru36202ASC2
0.00%GNMA II MULTPL SGL FAML #000608M 9.00008/20/2016110.43139126USD Mortgage Pass Thru36202AU96
0.00%GNMA II MULTPL SGL FAML #000612X 11.00008/20/2016101.373130USD Mortgage Pass Thru36202AVD6
0.00%GNMA II MULTPL SGL FAML #000694M 9.00001/20/2017111.27189170USD Mortgage Pass Thru36202AXX0
0.00%GNMA II MULTPL SGL FAML #000948X 11.00003/20/2018101.364443USD Mortgage Pass Thru36202BBR5
0.00%GNMA II MULTPL SGL FAML #001021X 10.00007/20/2018112.99150133USD Mortgage Pass Thru36202BD28
0.00%GNMA II MULTPL SGL FAML #001092M 11.00011/20/2018113.34336296USD Mortgage Pass Thru36202BF91
0.00%GNMA II MULTPL SGL FAML #001188X 11.00005/20/2019101.438685USD Mortgage Pass Thru36202BJ97
0.00%GNMA II MULTPL SGL FAML #001257X 11.00009/20/2019113.63926815USD Mortgage Pass Thru36202BME2
0.00%GNMA II MULTPL SGL FAML #001328X 10.00001/20/2020116.81268229USD Mortgage Pass Thru36202BPM1
0.00%GNMA II MULTPL SGL FAML #001438X 11.00007/20/2020112.95430381USD Mortgage Pass Thru36202BS30
0.00%GNMA II MULTPL SGL FAML #001472X 10.00009/20/2020116.81374320USD Mortgage Pass Thru36202BT54
0.00%GNMA II MULTPL SGL FAML #001490X 10.00010/20/2020116.816253USD Mortgage Pass Thru36202BUP8
0.00%GNMA II MULTPL SGL FAML #001544M 10.00001/20/2021116.80181155USD Mortgage Pass Thru36202BWD3
0.00%GNMA II MULTPL SGL FAML #001562X 10.00002/20/2021117.318774USD Mortgage Pass Thru36202BWX9
0.00%GNMA II MULTPL SGL FAML #001580X 10.00003/20/2021116.46160137USD Mortgage Pass Thru36202BXH3
0.00%GNMA II MULTPL SGL FAML #109370X 12.50012/20/2013101.61175172USD Mortgage Pass Thru36214LMT3
0.00%GNMA II MULTPL SGL FAML #116079X 13.00010/20/2014101.692,6942,649USD Mortgage Pass Thru36214T2L5
0.00%GNMA II MULTPL SGL FAML #116945X 13.00010/20/2014101.67350344USD Mortgage Pass Thru36214UZJ1
0.00%GNMA PASS THRU SGL FAML #041565X 11.50010/15/2010100.005050USD Mortgage Pass Thru362072FE5
0.00%GNMA PASS THRU SGL FAML #045259X 13.00001/15/2011100.0044USD Mortgage Pass Thru362076JC6
0.00%GNMA PASS THRU SGL FAML #045633X 13.50005/15/2011102.301919USD Mortgage Pass Thru362076V24
0.00%GNMA PASS THRU SGL FAML #048219X 13.00004/15/2011101.594040USD Mortgage Pass Thru362079SG1
0.00%GNMA PASS THRU SGL FAML #056919X 11.50003/15/2013112.00393351USD Mortgage Pass Thru362089G40
0.00%GNMA PASS THRU SGL FAML #057500X 11.50002/15/2013110.166458USD Mortgage Pass Thru3620893H5
0.00%GNMA PASS THRU SGL FAML #058150X 13.50011/15/2012101.79489480USD Mortgage Pass Thru362090TF9
0.00%GNMA PASS THRU SGL FAML #058261X 11.50004/15/2013112.008072USD Mortgage Pass Thru362090WW8
0.00%GNMA PASS THRU SGL FAML #058318X 12.00001/15/2013102.221,3511,322USD Mortgage Pass Thru362090YP1
0.00%GNMA PASS THRU SGL FAML #058981X 11.50006/15/2013101.018080USD Mortgage Pass Thru362091RA0
0.00%GNMA PASS THRU SGL FAML #058985X 11.00007/15/2013100.94562557USD Mortgage Pass Thru362091RE2
0.00%GNMA PASS THRU SGL FAML #059443X 11.50005/15/2013101.53267263USD Mortgage Pass Thru362092BL1
0.00%GNMA PASS THRU SGL FAML #059904X 11.50001/15/2013101.531313USD Mortgage Pass Thru362092RZ3
0.00%GNMA PASS THRU SGL FAML #059907X 11.50002/15/2013102.306361USD Mortgage Pass Thru362092R42
0.00%GNMA PASS THRU SGL FAML #061191X 11.50002/15/2013101.531,3021,283USD Mortgage Pass Thru3620937C4
0.00%GNMA PASS THRU SGL FAML #063014X 11.50001/15/2013101.517473USD Mortgage Pass Thru362096AP4
0.00%GNMA PASS THRU SGL FAML #063588X 12.00003/15/2013101.583231USD Mortgage Pass Thru362096UM9
0.00%GNMA PASS THRU SGL FAML #063788X 11.50006/15/2013112.009080USD Mortgage Pass Thru3620962V0
0.00%GNMA PASS THRU SGL FAML #063819X 11.50004/15/2013101.532929USD Mortgage Pass Thru3620964C0
0.00%GNMA PASS THRU SGL FAML #064596X 11.50003/15/2013101.53413407USD Mortgage Pass Thru362097XZ5
0.00%GNMA PASS THRU SGL FAML #065378X 11.00007/15/2013102.29526514USD Mortgage Pass Thru362098UB9
0.00%GNMA PASS THRU SGL FAML #065451X 12.00009/15/2013101.606463USD Mortgage Pass Thru362098WL5
0.00%GNMA PASS THRU SGL FAML #065691X 11.50005/15/2013101.531,2461,227USD Mortgage Pass Thru3620987C3
0.00%GNMA PASS THRU SGL FAML #066100X 11.50005/15/2013101.53380374USD Mortgage Pass Thru362099NR0
0.00%GNMA PASS THRU SGL FAML #066972X 11.50008/15/2013102.47108106USD Mortgage Pass Thru362100MV8
0.00%GNMA PASS THRU SGL FAML #068082X 11.50008/15/2013102.24257252USD Mortgage Pass Thru362101UF2
0.00%GNMA PASS THRU SGL FAML #068115X 12.00008/15/2013101.545251USD Mortgage Pass Thru362101VG9
0.00%GNMA PASS THRU SGL FAML #068320X 12.00001/15/2014101.60690679USD Mortgage Pass Thru3621014D6
0.00%GNMA PASS THRU SGL FAML #068326X 12.50011/15/2013101.02423419USD Mortgage Pass Thru3621014K0
0.00%GNMA PASS THRU SGL FAML #068962X 12.00009/15/2013100.52140139USD Mortgage Pass Thru362102TT2
0.00%GNMA PASS THRU SGL FAML #069498X 11.50006/15/2013101.434040USD Mortgage Pass Thru362103GF4
0.00%GNMA PASS THRU SGL FAML #069773X 12.00004/15/2014101.58145143USD Mortgage Pass Thru362103Q22
0.00%GNMA PASS THRU SGL FAML #069843X 12.00009/15/2013101.60173170USD Mortgage Pass Thru362103S87
0.00%GNMA PASS THRU SGL FAML #069987X 11.00009/15/2013101.47167164USD Mortgage Pass Thru362103XQ1
0.00%GNMA PASS THRU SGL FAML #071349X 12.00009/15/2013102.449088USD Mortgage Pass Thru362106H25
0.00%GNMA PASS THRU SGL FAML #100448X 11.50008/15/2013101.54441434USD Mortgage Pass Thru36214AP98
0.00%GNMA PASS THRU SGL FAML #102499X 11.50009/15/2013101.533231USD Mortgage Pass Thru36214CX46
0.00%GNMA PASS THRU SGL FAML #103026X 12.00002/15/2014101.61625615USD Mortgage Pass Thru36214DLF2
0.00%GNMA PASS THRU SGL FAML #104253X 12.00003/15/2014101.61222219USD Mortgage Pass Thru36214EWN1
0.00%GNMA PASS THRU SGL FAML #104804X 12.00005/15/2014102.371,1061,081USD Mortgage Pass Thru36214FKR2
0.00%GNMA PASS THRU SGL FAML #105211X 12.50012/15/2013103.63168162USD Mortgage Pass Thru36214FYG1
0.00%GNMA PASS THRU SGL FAML #105536X 12.00004/15/2014101.614847USD Mortgage Pass Thru36214GEH9
0.00%GNMA PASS THRU SGL FAML #107607X 12.00003/15/2014101.60407401USD Mortgage Pass Thru36214JNY6
0.00%GNMA PASS THRU SGL FAML #108692X 13.50008/15/2014101.81451443USD Mortgage Pass Thru36214KUR0
0.00%GNMA PASS THRU SGL FAML #109355X 12.00003/15/2014113.65211186USD Mortgage Pass Thru36214LMC0
0.00%GNMA PASS THRU SGL FAML #109360X 13.50007/15/2014101.81294289USD Mortgage Pass Thru36214LMH9
0.00%GNMA PASS THRU SGL FAML #111272X 12.00002/15/2014101.61591581USD Mortgage Pass Thru36214NQZ1
0.00%GNMA PASS THRU SGL FAML #112471X 12.00002/15/2014101.60509501USD Mortgage Pass Thru36214P2C3
0.00%GNMA PASS THRU SGL FAML #112859X 12.00004/15/2014102.22160157USD Mortgage Pass Thru36214QJC3
0.00%GNMA PASS THRU SGL FAML #113006X 12.50005/15/2014101.68262258USD Mortgage Pass Thru36214QNX2
0.00%GNMA PASS THRU SGL FAML #113221X 12.00004/15/2014101.47118117USD Mortgage Pass Thru36214QVN5
0.00%GNMA PASS THRU SGL FAML #113227X 12.00004/15/2014100.36160159USD Mortgage Pass Thru36214QVU9
0.00%GNMA PASS THRU SGL FAML #113745X 12.00003/15/2014101.61188185USD Mortgage Pass Thru36214RHW9
0.00%GNMA PASS THRU SGL FAML #116507X 13.00008/15/2014101.73535526USD Mortgage Pass Thru36214UKU2
0.00%GNMA PASS THRU SGL FAML #117009X 13.50009/15/2014101.81208204USD Mortgage Pass Thru36214U3S6
0.00%GNMA PASS THRU SGL FAML #118066X 13.00011/15/2014101.752,8662,817USD Mortgage Pass Thru36214WCB9
0.00%GNMA PASS THRU SGL FAML #118222X 11.00005/15/2014102.27128125USD Mortgage Pass Thru36214WG74
0.00%GNMA PASS THRU SGL FAML #120201X 12.50007/15/2014115.82302261USD Mortgage Pass Thru36214YNS6
0.00%GNMA PASS THRU SGL FAML #120700X 12.00004/15/2015113.30230203USD Mortgage Pass Thru36214Y7M7
0.00%GNMA PASS THRU SGL FAML #124904X 13.00002/15/2015102.70949924USD Mortgage Pass Thru362145U51
0.00%GNMA PASS THRU SGL FAML #125270X 11.00009/15/2015102.534746USD Mortgage Pass Thru362146CF7
0.00%GNMA PASS THRU SGL FAML #125942X 12.50005/15/2015101.68362356USD Mortgage Pass Thru362146ZF2
0.00%GNMA PASS THRU SGL FAML #125998X 12.00004/15/2015114.85680592USD Mortgage Pass Thru3621463F7
0.00%GNMA PASS THRU SGL FAML #129321X 12.50007/15/2015101.681,7561,727USD Mortgage Pass Thru36215ASJ2
0.00%GNMA PASS THRU SGL FAML #130248X 10.00002/15/2016111.142,0641,857USD Mortgage Pass Thru36215BTD2
0.00%GNMA PASS THRU SGL FAML #130982X 11.00010/15/2015101.488685USD Mortgage Pass Thru36215CM70
0.00%GNMA PASS THRU SGL FAML #132718X 11.00012/15/2015113.361,5561,372USD Mortgage Pass Thru36215EK78
0.00%GNMA PASS THRU SGL FAML #133144X 11.00008/15/2015101.48143141USD Mortgage Pass Thru36215EZH0
0.00%GNMA PASS THRU SGL FAML #133896X 10.50009/15/2015101.421,3821,362USD Mortgage Pass Thru36215FUV1
0.00%GNMA PASS THRU SGL FAML #134108X 11.00007/15/2015101.481,9981,969USD Mortgage Pass Thru36215F3R0
0.00%GNMA PASS THRU SGL FAML #134149X 11.00010/15/2015113.28325287USD Mortgage Pass Thru36215F5J6
0.00%GNMA PASS THRU SGL FAML #135124X 11.00009/15/2015102.54190186USD Mortgage Pass Thru36215HAZ0
0.00%GNMA PASS THRU SGL FAML #135223X 11.50010/15/2015101.551,7021,676USD Mortgage Pass Thru36215HD46
0.00%GNMA PASS THRU SGL FAML #135378X 11.50008/15/2015101.554646USD Mortgage Pass Thru36215HJX6
0.00%GNMA PASS THRU SGL FAML #135735X 11.00008/15/2015101.48900887USD Mortgage Pass Thru36215HV46
0.00%GNMA PASS THRU SGL FAML #136893X 11.00011/15/2015101.48833821USD Mortgage Pass Thru36215J7E7
0.00%GNMA PASS THRU SGL FAML #137150X 11.00011/15/2015101.48250246USD Mortgage Pass Thru36215KH37
0.00%GNMA PASS THRU SGL FAML #137165X 11.00011/15/2015101.45504497USD Mortgage Pass Thru36215KJJ0
0.00%GNMA PASS THRU SGL FAML #137548X 11.00010/15/2015101.40113112USD Mortgage Pass Thru36215KWH9
0.00%GNMA PASS THRU SGL FAML #137570X 11.00011/15/2015113.36141124USD Mortgage Pass Thru36215KW71
0.00%GNMA PASS THRU SGL FAML #137661X 11.00009/15/2015101.48440433USD Mortgage Pass Thru36215KZ29
0.00%GNMA PASS THRU SGL FAML #137673X 11.00012/15/2015101.481,3241,305USD Mortgage Pass Thru36215K2E9
0.00%GNMA PASS THRU SGL FAML #138030X 11.00001/15/2016112.89349309USD Mortgage Pass Thru36215LHF8
0.00%GNMA PASS THRU SGL FAML #138476X 11.00011/15/2015113.36729643USD Mortgage Pass Thru36215LXD5
0.00%GNMA PASS THRU SGL FAML #138910X 10.00002/15/2016101.35411405USD Mortgage Pass Thru36215MGT7
0.00%GNMA PASS THRU SGL FAML #139382X 11.00008/15/2015101.48358353USD Mortgage Pass Thru36215MXK7
0.00%GNMA PASS THRU SGL FAML #139772X 11.00012/15/2015102.47143139USD Mortgage Pass Thru36215NFM1
0.00%GNMA PASS THRU SGL FAML #140017X 11.00010/15/2015101.48281277USD Mortgage Pass Thru36215NPA6
0.00%GNMA PASS THRU SGL FAML #140247X 11.00012/15/2015113.363,0692,708USD Mortgage Pass Thru36215NWG5
0.00%GNMA PASS THRU SGL FAML #140401X 11.00002/15/2016101.485958USD Mortgage Pass Thru36215N3J1
0.00%GNMA PASS THRU SGL FAML #140697X 11.00010/15/2015100.83124123USD Mortgage Pass Thru36215PGE3
0.00%GNMA PASS THRU SGL FAML #140831X 11.00002/15/2016101.489089USD Mortgage Pass Thru36215PLL1
0.00%GNMA PASS THRU SGL FAML #141670X 11.00004/15/2016102.54644628USD Mortgage Pass Thru36215QJP3
0.00%GNMA PASS THRU SGL FAML #142340X 11.00011/15/2015113.36118105USD Mortgage Pass Thru36215RBH7
0.00%GNMA PASS THRU SGL FAML #142556X 11.00010/15/2015112.90173153USD Mortgage Pass Thru36215RH99
0.00%GNMA PASS THRU SGL FAML #143546X 11.00011/15/2015113.361,3121,158USD Mortgage Pass Thru36215SL35
0.00%GNMA PASS THRU SGL FAML #143827X 10.50012/15/2015112.343,0472,713USD Mortgage Pass Thru36215SVU4
0.00%GNMA PASS THRU SGL FAML #143932X 10.00003/15/2016111.111,2581,133USD Mortgage Pass Thru36215SY56
0.00%GNMA PASS THRU SGL FAML #146622X 11.00002/15/2016101.45115113USD Mortgage Pass Thru36215VYT7
0.00%GNMA PASS THRU SGL FAML #146712X 11.00001/15/2016101.41180177USD Mortgage Pass Thru36215V3V6
0.00%GNMA PASS THRU SGL FAML #146951X 11.50001/15/2016101.55382376USD Mortgage Pass Thru36215WEY6
0.00%GNMA PASS THRU SGL FAML #147136X 11.00012/15/2015101.48246242USD Mortgage Pass Thru36215WLR3
0.00%GNMA PASS THRU SGL FAML #148128X 10.00002/15/2016101.341,5111,491USD Mortgage Pass Thru36215XPM8
0.00%GNMA PASS THRU SGL FAML #149497X 11.00001/15/2016112.89398353USD Mortgage Pass Thru36215Y7J3
0.00%GNMA PASS THRU SGL FAML #149665X 11.00003/15/2016101.382727USD Mortgage Pass Thru362150FE9
0.00%GNMA PASS THRU SGL FAML #150110X 10.00004/15/2016101.351,2641,247USD Mortgage Pass Thru362150VB7
0.00%GNMA PASS THRU SGL FAML #152585X 10.00002/15/2016110.97641578USD Mortgage Pass Thru362153NA2
0.00%GNMA PASS THRU SGL FAML #152744X 10.00002/15/2016101.349694USD Mortgage Pass Thru362153S90
0.00%GNMA PASS THRU SGL FAML #159882X 10.00005/15/2016100.99186185USD Mortgage Pass Thru36216BRB7
0.00%GNMA PASS THRU SGL FAML #161653X 10.00012/15/2019112.881,2281,088USD Mortgage Pass Thru36216DQE8
0.00%GNMA PASS THRU SGL FAML #169543X 10.00008/15/2016101.35851840USD Mortgage Pass Thru36216NHU0
0.00%GNMA PASS THRU SGL FAML #174517X 11.00002/15/2018101.491,0411,026USD Mortgage Pass Thru36216TYN4
0.00%GNMA PASS THRU SGL FAML #191652X 10.00006/15/2017113.15829732USD Mortgage Pass Thru36217EZR6
0.00%GNMA PASS THRU SGL FAML #204011X 11.00008/15/2017113.57245216USD Mortgage Pass Thru36217UR81
0.00%GNMA PASS THRU SGL FAML #221995X 11.00003/15/2016102.51308301USD Mortgage Pass Thru36218GRQ1
0.00%GNMA PASS THRU SGL FAML #227882X 11.00008/15/2017101.491,1741,157USD Mortgage Pass Thru36218PCT1
0.00%GNMA PASS THRU SGL FAML #228397X 10.00005/15/2019112.67299266USD Mortgage Pass Thru36218PUW4
0.00%GNMA PASS THRU SGL FAML #229752X 10.00001/15/2018113.04618547USD Mortgage Pass Thru36218REZ1
0.00%GNMA PASS THRU SGL FAML #229859X 10.00009/15/2019101.28440434USD Mortgage Pass Thru36218RJC7
0.00%GNMA PASS THRU SGL FAML #230313X 10.00007/15/2017113.151,3581,201USD Mortgage Pass Thru36218RYJ5
0.00%GNMA PASS THRU SGL FAML #246320X 10.00002/15/2018116.182,1081,814USD Mortgage Pass Thru36219DSH6
0.00%GNMA PASS THRU SGL FAML #248210X 10.50001/15/2018114.30308269USD Mortgage Pass Thru36219FVB0
0.00%GNMA PASS THRU SGL FAML #248410X 10.00008/15/2018116.1818,58916,000USD Mortgage Pass Thru36219F3T2
0.00%GNMA PASS THRU SGL FAML #249680X 10.00010/15/2018116.18291251USD Mortgage Pass Thru36219HJZ7
0.00%GNMA PASS THRU SGL FAML #257166X 10.00010/15/2018101.3510,19210,056USD Mortgage Pass Thru36219RTX9
0.00%GNMA PASS THRU SGL FAML #258171X 10.00009/15/2018101.352,4152,383USD Mortgage Pass Thru36219SW88
0.00%GNMA PASS THRU SGL FAML #263279X 10.00009/15/2018116.187,6166,555USD Mortgage Pass Thru36219YM45
0.00%GNMA PASS THRU SGL FAML #263457X 10.00003/15/2019116.931,2471,066USD Mortgage Pass Thru36219YTN6
0.00%GNMA PASS THRU SGL FAML #267768X 10.00005/15/2019112.601,7031,513USD Mortgage Pass Thru362195MR7
0.00%GNMA PASS THRU SGL FAML #267824X 10.00004/15/2018112.42900800USD Mortgage Pass Thru362195PH6
0.00%GNMA PASS THRU SGL FAML #274338X 10.00005/15/2019112.60983873USD Mortgage Pass Thru36220CV73
0.00%GNMA PASS THRU SGL FAML #275624X 10.50007/15/2019114.911,2941,126USD Mortgage Pass Thru36220ED53
0.00%GNMA PASS THRU SGL FAML #279800X 10.00008/15/2019116.9313,40211,461USD Mortgage Pass Thru36220JX50
0.00%GNMA PASS THRU SGL FAML #279943X 10.00009/15/2019116.93964824USD Mortgage Pass Thru36220J5C6
0.00%GNMA PASS THRU SGL FAML #291879X 10.00001/15/2021117.71533453USD Mortgage Pass Thru36220YFU2
0.00%GNMA PASS THRU SGL FAML #295873X 10.00011/15/2020101.30418412USD Mortgage Pass Thru362203T68
0.00%GNMA PASS THRU SGL FAML #350185X 7.00003/15/2023113.224,0303,559USD Mortgage Pass Thru36203H6W6
0.00%GNMA PASS THRU SGL FAML #354798X 7.00004/15/2024113.305,4324,794USD Mortgage Pass Thru36203PDB6
0.00%GNMA PASS THRU SGL FAML #361957X 7.00008/15/2025113.655,0244,421USD Mortgage Pass Thru36203XB21
0.00%GNMA PASS THRU SGL FAML #370624X 7.00001/15/2024113.501,7021,499USD Mortgage Pass Thru36204HVR8
0.00%GNMA PASS THRU SGL FAML #385437X 7.00002/15/2024113.502,4112,124USD Mortgage Pass Thru36205BEJ7
0.03%GNMA PASS THRU SGL FAML #388562X 7.50007/15/2024114.12138,397121,271USD Mortgage Pass Thru36205ETT3
0.01%GNMA PASS THRU SGL FAML #388564X 7.50007/15/2014107.9134,40131,880USD Mortgage Pass Thru36205ETV8
0.00%GNMA PASS THRU SGL FAML #389815X 7.00006/15/2024113.501,7061,503USD Mortgage Pass Thru36205GAQ4
0.04%GNMA PASS THRU SGL FAML #402392X 7.50007/15/2024114.12239,478209,843USD Mortgage Pass Thru36205V7D4
0.02%GNMA PASS THRU SGL FAML #402398X 7.00008/15/2024113.5090,65779,871USD Mortgage Pass Thru36205V7K8
0.01%GNMA PASS THRU SGL FAML #402417X 7.50008/15/2014107.9145,73842,387USD Mortgage Pass Thru36205WAS5
0.02%GNMA PASS THRU SGL FAML #402438X 7.00009/15/2024113.50119,325105,129USD Mortgage Pass Thru36205WBF2
0.03%GNMA PASS THRU SGL FAML #402453X 7.00009/15/2024113.50145,984128,616USD Mortgage Pass Thru36205WBW5
0.01%GNMA PASS THRU SGL FAML #406022X 7.50012/15/2014107.9151,48047,708USD Mortgage Pass Thru36206BAX9
0.01%GNMA PASS THRU SGL FAML #406026X 7.50012/15/2012105.8334,87532,953USD Mortgage Pass Thru36206BA35
0.00%GNMA PASS THRU SGL FAML #429790X 6.50012/15/2033111.183,6873,316USD Mortgage Pass Thru36207ENF7
0.00%GNMA PASS THRU SGL FAML #441967X 7.00006/15/2031114.084,3193,786USD Mortgage Pass Thru36207T6C0
0.01%GNMA PASS THRU SGL FAML #455301X 7.50009/15/2027114.1657,34250,228USD Mortgage Pass Thru36208MX67
0.02%GNMA PASS THRU SGL FAML #462512X 7.50002/15/2028114.2985,87475,134USD Mortgage Pass Thru36208VYH2
0.00%GNMA PASS THRU SGL FAML #462600X 7.00003/15/2028113.882,9512,591USD Mortgage Pass Thru36208V3H6
0.01%GNMA PASS THRU SGL FAML #462765X 7.50006/15/2028114.2931,99627,995USD Mortgage Pass Thru36208WCA9
0.00%GNMA PASS THRU SGL FAML #485867X 7.00010/15/2031114.084,0643,562USD Mortgage Pass Thru36209YW46
0.00%GNMA PASS THRU SGL FAML #508472X 7.00004/15/2031114.081,8391,612USD Mortgage Pass Thru36211B2D5
0.00%GNMA PASS THRU SGL FAML #511872X 7.00001/15/2031114.022,3252,039USD Mortgage Pass Thru36211FT54
0.00%GNMA PASS THRU SGL FAML #520681X 8.50004/15/2030117.494,1903,566USD Mortgage Pass Thru36211RM63
0.00%GNMA PASS THRU SGL FAML #530695X 7.00008/15/2031114.083430USD Mortgage Pass Thru36212DRQ4
0.00%GNMA PASS THRU SGL FAML #535769X 7.00007/15/2031114.082,2411,964USD Mortgage Pass Thru36212KFJ7
0.00%GNMA PASS THRU SGL FAML #543868X 7.00001/15/2031114.084,8544,255USD Mortgage Pass Thru36212UFH9
0.00%GNMA PASS THRU SGL FAML #545862X 7.00008/15/2031114.08910798USD Mortgage Pass Thru36212WMK0
0.00%GNMA PASS THRU SGL FAML #551278X 7.00003/15/2031114.083,7853,318USD Mortgage Pass Thru36213DM39
0.00%GNMA PASS THRU SGL FAML #551599X 7.00008/15/2031114.082,7632,422USD Mortgage Pass Thru36213DX45
0.00%GNMA PASS THRU SGL FAML #552023X 7.00008/15/2031114.089,8318,617USD Mortgage Pass Thru36213EG83
0.00%GNMA PASS THRU SGL FAML #552251X 7.00012/15/2031114.082,1551,889USD Mortgage Pass Thru36213EQC3
0.00%GNMA PASS THRU SGL FAML #555120X 7.00008/15/2031114.082,7672,426USD Mortgage Pass Thru36213HVM8
0.00%GNMA PASS THRU SGL FAML #557712X 7.00008/15/2031114.082,3232,036USD Mortgage Pass Thru36213LR93
0.00%GNMA PASS THRU SGL FAML #559293X 7.00009/15/2031114.08562493USD Mortgage Pass Thru36213NKE5
0.00%GNMA PASS THRU SGL FAML #568048X 7.00008/15/2031114.083,2392,839USD Mortgage Pass Thru36213YBR2
0.00%GNMA PASS THRU SGL FAML #568114X 7.00010/15/2031114.082,1651,898USD Mortgage Pass Thru36213YDT6
0.00%GNMA PASS THRU SGL FAML #569554X 7.00001/15/2032114.174,8494,247USD Mortgage Pass Thru36200QWP5
0.00%GNMA PASS THRU SGL FAML #571205X 7.00009/15/2031114.084,1023,596USD Mortgage Pass Thru36200SR28
0.00%GNMA PASS THRU SGL FAML #572369X 7.00010/15/2031114.081,8251,599USD Mortgage Pass Thru36200T2A5
0.00%GNMA PASS THRU SGL FAML #572387X 7.00011/15/2031114.082,4302,130USD Mortgage Pass Thru36200T2U1
0.00%GNMA PASS THRU SGL FAML #574852X 7.00011/15/2031114.082,5052,196USD Mortgage Pass Thru36200WTH4
0.00%GNMA PASS THRU SGL FAML #587947X 7.00004/15/2032114.172,5662,248USD Mortgage Pass Thru36201NEU0
0.00%GNMA PASS THRU SGL FAML #590330X 7.00007/15/2032114.173,0122,638USD Mortgage Pass Thru36201QY31
0.00%GNMA PASS THRU SGL FAML #592128X 7.00011/15/2032114.173,3592,942USD Mortgage Pass Thru36201SYZ6
0.01%GNMA PASS THRU SGL FAML #605375X 6.50009/15/2034110.9252,49447,325USD Mortgage Pass Thru36200NQ46
0.01%GNMA PASS THRU SGL FAML #621752X 6.50011/15/2033111.0629,55826,614USD Mortgage Pass Thru36290YWM6
0.00%GNMA PASS THRU SGL FAML #622628X 6.50011/15/2033111.189,0178,110USD Mortgage Pass Thru36291AVV8
0.00%GNMA PASS THRU SGL FAML #628408X 6.50011/15/2033111.1814,90013,402USD Mortgage Pass Thru36291HDM3
0.02%GNMA PASS THRU SGL FAML #637358X 6.50012/15/2034110.78103,71193,619USD Mortgage Pass Thru36291TB31
0.01%GNMA PASS THRU SGL FAML #780121X 10.00004/15/2025117.5227,52723,423USD Mortgage Pass Thru36225AD23
0.00%GNMA PASS THRU SGL FAML #780125X 11.50011/15/2019110.27969879USD Mortgage Pass Thru36225AD64
0.03%GNMA PASS THRU SGL FAML #781690X 6.00012/15/2033109.87133,623121,618USD Mortgage Pass Thru36225B2X5
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1.04%AMERICAN EXPRESS BK FSB SR UNSEC FRN 0.39005/29/201298.915,514,4725,575,000USD Corporate02580EBV4
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0.67%PRICOA GLOBAL FUNDING 1 FRN 144A 0.73709/27/201398.283,538,1813,600,000USD Corporate74153WBJ7
0.24%PRICOA GLOBAL FUNDING 1 GLB SR SEC 144A 5.40010/18/2012107.291,271,4191,185,000USD Corporate741531EZ6
0.14%PRICOA GLOBAL FUNDING I SECURED 144A 4.62506/25/2012104.62732,344700,000USD Corporate74153WAS8
0.21%PSEG POWER LLC 6.95006/01/2012109.561,136,1761,037,000USD Corporate69362BAM4
0.46%QWEST OP CO 7.87509/01/2011106.002,438,0002,300,000USD Corporate74913GAE5
0.29%QWEST OP CO 3.78706/15/2013103.251,548,7501,500,000USD Corporate74913GAN5
0.10%RBS GOVT GTD 144A 2.62505/11/2012102.46512,288500,000USD Corporate78011CAC0
0.19%RBS GOVT GTD EMTN FRN 1.40604/23/2012100.781,007,8071,000,000USD Corporate74927U9A8
1.93%RBS GRP PLC GOVT GTD FRN 144A 0.55903/30/201299.9710,257,27110,260,000USD Corporate78011CAH9
0.39%REPUBLIC SERVICES INC SR NT***TENDER*** 6.75008/15/2011104.762,095,2662,000,000USD Corporate760759AC4
0.12%REYNOLDS AMERICAN INC GLBL CO GTD 7.25006/01/2012107.79614,384570,000USD Corporate761713AP1
0.10%ROGERS CABLE INC 7.87505/01/2012110.59552,973500,000USD Corporate77509NAD5
0.61%ROYAL BK OF SCOTLAND PLC CO GTD FRN 2.75908/23/2013101.293,241,2353,200,000USD Corporate78010XAF8
0.59%SHELL INTERNATIONAL FIN CO GTD FRN 0.88806/22/2012100.473,164,7203,150,000USD Corporate822582AP7
0.94%SOCIETE GENERALE NY SR UNSECURED 144A 2.20009/14/2013100.345,017,1505,000,000USD Corporate83367TAC3
0.66%SOUTHERN CO SR UNSECURED A 5.30001/15/2012105.503,497,3453,315,000USD Corporate842587AB3
0.73%SUN LIFE FINANCIAL GLB CO GTD FRN 144A 0.78410/06/201397.233,889,3324,000,000USD Corporate86679EAA6
1.74%SUNCORP-METWAY LTD GOV GTD FRN 144A 2.02607/16/2012102.559,229,5279,000,000USD Corporate8672EPAB3
0.04%SUNOCO INC 6.75004/01/2011102.41204,823200,000USD Corporate86764PAB5
0.04%SWEDBANK AB GOVT GTD 144A 3.00012/22/2011102.85205,706200,000USD Corporate87019EAB1
0.61%TELECOM ITALIA CAPITAL GLBL FRN CO GTD 1.13507/18/201199.043,268,4653,300,000USD Corporate87927VAT5
0.62%TELEFONICA EMISIONS SAU GLBL CO GTD FRN 0.77502/04/201397.483,314,1943,400,000USD Corporate87938WAE3
0.06%TELUS CORP NT YKEE**PARTIAL CALL** 8.00006/01/2011105.09314,216299,000USD Corporate87971MAC7
0.58%TEVA PHARMA FIN III LLC CO GTD FRN 0.93912/19/2011100.373,061,2763,050,000USD Corporate88166BAA8
0.93%TIAA GLOBAL MARKETS CO GTD 144A 4.95007/15/2013109.624,932,8464,500,000USD Corporate87244EAG7
0.14%TIME WARNER CABLE INC GLBL CO GTD 5.40007/02/2012107.29750,999700,000USD Corporate88732JAG3
0.07%TIME WARNER INC NT ***FULL CALL*** 5.50011/15/2011105.60353,748335,000USD Corporate887317AB1
0.60%TOYOTA MOTOR CREDIT CORP SR UNSECUR MTN 1.37508/12/2013100.123,203,9493,200,000USD Corporate89233P4H6
0.94%US BANCORP NT MTN 1.37509/13/201399.874,993,5505,000,000USD Corporate91159HGY0
0.87%VODAFONE GROUP PLC GLBL SR UNSEC FRN 0.58402/27/2012100.174,607,7564,600,000USD Corporate92857WAN0
0.58%VOLKSWAGEN INTL FIN NV CO GTD 144A 1.62508/12/2013100.113,103,3263,100,000USD Corporate928670AC2
0.94%WACHOVIA CORP FRN SR NT 0.63604/23/201299.484,973,9655,000,000USD Corporate929903DF6
1.00%WACHOVIA CORP SR UNSECURED MTN FRN 2.23605/01/2013102.935,326,8665,175,000USD Corporate92976WBK1
0.55%WELLPOINT INC GLBL UNSEC 5.00001/15/2011101.412,940,9862,900,000USD Corporate94973VAJ6
0.13%WELLS FARGO & CO SR UNSEC 5.25010/23/2012108.28703,820650,000USD Corporate949746NW7
0.27%WESTFIELD GROUP 144A SR NT 5.40010/01/2012106.591,449,6591,360,000USD Corporate92924SAA6
0.57%WESTPAC BANKING CORP SR UNSECURED 2.10008/02/2013101.133,033,8883,000,000USD Corporate961214BM4
0.05%WRIGLEY WM JR CO SR SECURED 144A 2.45006/28/2012100.83241,980240,000USD Corporate982526AF2
0.56%WRIGLEY WM JR CO SR SECURED FRN 144A 1.91206/28/2011100.013,000,4443,000,000USD Corporate982526AC9
0.83%XEROX CORP SR UNSECURED 6.87508/15/2011105.244,420,0134,200,000USD Corporate984121BN2
0.56%GDF SUEZ 4/2 PRIV DISC NT* 0.39009/09/201099.982,999,5133,000,000USD Commercial Paper36161BJ96
0.56%SABMILLER PLC CP-USD 4/2 0.45009/13/201099.962,998,8383,000,000USD Commercial Paper78572LJD0
0.37%STANDARD CHARTERED 4(2) CP-USD DISC NT* 0.55010/18/201099.721,994,3472,000,000USD Commercial Paper85324UKJ1
0.59%FHR 2892 AB WM23 WC5.4539 4.00005/15/2021100.503,115,0923,099,640USD Collateralized Mtge Obligation31395JMF0
0.68%BARCLAYS BANK PLC NY YCD 1.63912/16/2011100.003,600,0003,600,000USD Certificate of Deposit06740MJR5
0.53%BARCLAYS BANK PLC NY YCD FRN 0.97803/01/2012100.002,800,0002,800,000USD Certificate of Deposit06740MNR0
0.36%DEXIA CREDIT LOCAL SA NY YCD FRN GGBD 0.78803/22/2012100.001,899,9531,900,000USD Certificate of Deposit25213JES3
0.38%ASLA 2010-1 A 3MLIB+90 1.18111/25/2043100.002,000,0002,000,000USD Asset Backed Securities041150DJ9
0.75%BOIT 2004-A7 A7 1MLIB+12 0.39605/15/201499.943,997,5554,000,000USD Asset Backed Securities06423RBS4
0.03%CHAIT 2005-A7 A7 4.55003/15/2013101.46177,550175,000USD Asset Backed Securities161571AQ7
0.75%FORDL 2010-A A2 144A 1.04003/15/2013100.194,007,6344,000,000USD Asset Backed Securities34529KAB2
0.13%FORDO 2009-A A3B TALF 1MLIB+250 2.77605/15/2013101.45711,507701,341USD Asset Backed Securities34528RAE2
0.19%SLMA 2004-9 A4 3MLIB+13 0.62804/25/201799.911,000,6411,001,543USD Asset Backed Securities78442GMX1
0.03%SLMA 2006-8 A2 3MLIB+0 0.49810/25/201699.97133,545133,582USD Asset Backed Securities78443HAB9
0.64%SLMA 2008-7 A2 3MLIB+50 0.99810/25/2017100.303,410,0423,400,000USD Asset Backed Securities78445FAB1
0.19%CITIGROUP FUNDING INC FDIC GTD 1 FRN 0.83303/30/2012100.771,007,7291,000,000USD Agency Debenture17314AAE2
0.94%EXPORT-IMPORT BK KOREA FRN 144A 1.34303/13/2012100.065,003,1255,000,000USD Agency Debenture30215EAN7
0.30%FARMER MAC GTD TR 06-2 CO GTD 144A 5.50007/15/2011104.311,595,9371,530,000USD Agency Debenture30769PAA0
0.30%FED FARM CREDIT BK BD (150MM) FRN 0.29507/22/201399.931,598,9061,600,000USD Agency Debenture31331JWB5
0.28%FED FARM CREDIT BK BD (250MM) FRN 0.21211/17/201199.981,499,7271,500,000USD Agency Debenture31331G3Y3
1.05%FED FARM CREDIT BK BD (400MM) FRN 0.20812/08/201199.995,599,2275,600,000USD Agency Debenture31331G5J4
1.88%FED HOME LN BK BD 1 (1MMM) FRN 0.16908/25/201199.979,996,74010,000,000USD Agency Debenture3133XWWT2
0.94%FED HOME LN BK BD 1 (3150MM) FRN 0.22609/15/2011100.015,000,4205,000,000USD Agency Debenture3133XXMM6
2.82%FED HOME LN BK GLBL BD 1 (1250MM) FRN 0.32402/03/201299.9614,993,68515,000,000USD Agency Debenture313370FV5
1.50%FED HOME LN MTGE GLBL NT (1500MM) FRN 0.25510/21/2011100.058,003,6328,000,000USD Agency Debenture3134G1AP9
1.13%FED HOME LN MTGE GLBL NT (3MMM) FRN 0.21512/21/201199.995,999,1546,000,000USD Agency Debenture3134G1JR6
0.90%FED HOME LN MTGE NT (2MMM) GLBL FRN 0.27005/11/201299.984,798,9014,800,000USD Agency Debenture3134G1RQ9
0.06%FED HOME LN MTGE NT (3000MM) 5.00007/15/2014113.64340,920300,000USD Agency Debenture3134A4UU6
3.41%FED HOME LN MTGE NT (3MMM) FRN 0.23602/16/201299.9818,136,02718,140,000USD Agency Debenture3128X9ZJ2
1.88%FNMA GLBL NT (4MMM) FRN 0.25207/26/201299.969,996,41010,000,000USD Agency Debenture31398A2C5
0.57%ONTARIO (PROVINCE OF) 0.78905/22/2012100.363,010,6833,000,000USD Agency Debenture74408FAB5
0.04%SFEF GOVT GTD FOR 144A FRN 0.72607/16/2012100.31200,616200,000USD Agency Debenture833656AG6
-5.37%NET UNSETTLED TRADES1 -------28,553,704--USD Net Cash--
0.41%OTHER2 ------2,203,064--USD Net Cash--
1 An unsettled trade is a trade for which payment has not yet been completed. The Net Unsettled Trades amount displays the value of all unsettled trades that will either be credited to (positive value) or debited from (negative value) the Fund at trade settlement.
2 Other includes accrued interest.

Investors should consider the investment objectives, risks, charges and expenses of the funds carefully before investing. This and other information are contained in the fund’s prospectus, which may be obtained by contacting your PIMCO representative or by clicking HERE. Please read the prospectus carefully before you invest or send money.

 

In order to provide additional information regarding the intra-day value of shares of the Fund, the NYSE Arca, Inc. or a market data vendor disseminates every 15 seconds through the facilities of the Consolidated Tape Association or other widely disseminated means an updated Indicative NAV (“iNAV”) for the Fund as calculated by an information provider or market data vendor. The Fund is not involved in or responsible for any aspect of the calculation or dissemination of the iNAV and makes no representation or warranty as to the accuracy of the iNAV.

Shares of the fund are not individually redeemable and shares may only be acquired from and redeemed by the fund in Creation Units. Investors may sell or purchase individual shares in secondary market transactions that do not involve the ETF. Shares of the Funds are bought and sold at market price (not NAV). Brokerage commissions will reduce returns. Please see the prospectus for more details.

Investing in the bond market is subject to certain risks including the risk that fixed income securities will decline in value because of changes in interest rates; the risk that fund shares could trade at prices other than the net asset value; and the risk that the manager's investment decisions might not produce the desired results. Corporate debt securities are subject to the risk of the issuer’s inability to meet principal and interest payments on the obligation and may also be subject to price volatility due to factors such as interest rate sensitivity, market perception of the creditworthiness of the issuer and general market liquidity. Derivatives may involve certain costs and risks such as liquidity, interest rate, market, credit, management and the risk that a position could not be closed when most advantageous. Investing in derivatives could lose more than the amount invested. The credit quality of a particular security or group of securities does not ensure the stability or safety of the overall portfolio.

Exchange Traded Funds (“ETF”) are afforded certain exemptions from the Investment Company Act. The exemptions allow, among other things, for individual shares to trade on the secondary market. Individual shares cannot be directly purchased from or redeemed by the fund. Purchases and redemptions directly with ETFs are only accomplished through creation unit aggregations or “baskets” of shares. An investment in an ETF involves risk, including the loss of principal. Investment return, price, yield, and NAV will fluctuate with changes in market conditions. Investment policies, management fees and other information can be found in the individual ETF’s prospectus.

ETFs are subject to secondary market trading risks. Shares of the Fund will be listed for trading on an exchange, however, there can be no guarantee that an active trading market for such shares will develop or continue. There can be no guarantee that the Fund’s exchange listing or ability to trade its shares will continue or remain unchanged. Shares of the Fund may trade on an exchange at prices at, above or below their most recent NAV. The per share NAV of the Fund is calculated at the end of each business day, and fluctuates with changes in the market value of the Fund’s holdings. The trading prices of the Fund’s shares fluctuate continuously throughout the trading day based on market supply and demand, which may not correlate to NAV. The trading prices of the Fund’s shares may differ significantly from NAV during periods of market volatility, which may, among other factors, lead to the Fund’s shares trading at a premium or discount to NAV.

Investment Strategies 

Investors should consider the investment objectives, risks, charges and expenses of the funds carefully before investing. This and other information are contained in the fund’s prospectus, which may be obtained by contacting your PIMCO representative or by clicking HERE. Please read the prospectus carefully before you invest or send money.


In order to provide additional information regarding the intra-day value of shares of the Fund, the NYSE Arca, Inc. or a market data vendor disseminates every 15 seconds through the facilities of the Consolidated Tape Association or other widely disseminated means an updated Indicative NAV (“iNAV”) for the Fund as calculated by an information provider or market data vendor. The Fund is not involved in or responsible for any aspect of the calculation or dissemination of the iNAV and makes no representation or warranty as to the accuracy of the iNAV.

Shares of the fund are not individually redeemable and shares may only be acquired from and redeemed by the fund in Creation Units. Investors may sell or purchase individual shares in secondary market transactions that do not involve the ETF. Shares of the Funds are bought and sold at market price (not NAV). Brokerage commissions will reduce returns. Please see the prospectus for more details.

Exchange Traded Funds (“ETF”) are afforded certain exemptions from the Investment Company Act. The exemptions allow, among other things, for individual shares to trade on the secondary market. Individual shares cannot be directly purchased from or redeemed by the fund. Purchases and redemptions directly with ETFs are only accomplished through creation unit aggregations or “baskets” of shares. An investment in an ETF involves risk, including the loss of principal. Investment return, price, yield, and NAV will fluctuate with changes in market conditions. Investment policies, management fees and other information can be found in the individual ETF’s prospectus.

ETFs are subject to secondary market trading risks. Shares of the Fund will be listed for trading on an exchange, however, there can be no guarantee that an active trading market for such shares will develop or continue. There can be no guarantee that the Fund’s exchange listing or ability to trade its shares will continue or remain unchanged. Shares of the Fund may trade on an exchange at prices at, above or below their most recent NAV. The per share NAV of the Fund is calculated at the end of each business day, and fluctuates with changes in the market value of the Fund’s holdings. The trading prices of the Fund’s shares fluctuate continuously throughout the trading day based on market supply and demand, which may not correlate to NAV. The trading prices of the Fund’s shares may differ significantly from NAV during periods of market volatility, which may, among other factors, lead to the Fund’s shares trading at a premium or discount to NAV.

Investing in the bond market is subject to certain risks including the risk that fixed income securities will decline in value because of changes in interest rates; the risk that fund shares could trade at prices other than the net asset value; and the risk that the manager's investment decisions might not produce the desired results. Corporate debt securities are subject to the risk of the issuer’s inability to meet principal and interest payments on the obligation and may also be subject to price volatility due to factors such as interest rate sensitivity, market perception of the creditworthiness of the issuer and general market liquidity. Derivatives may involve certain costs and risks such as liquidity, interest rate, market, credit, management and the risk that a position could not be closed when most advantageous. Investing in derivatives could lose more than the amount invested. The credit quality of a particular security or group of securities does not ensure the stability or safety of the overall portfolio.